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  • 2022
  • Chapter
  • Measuring Compliance

Measuring Compliance Risk and the Emergence of Analytics

By: Eugene F. Soltes
  • Format:Print
  • | Pages:16
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Abstract

Corporate compliance manages a diverse set of regulatory and reputational concerns ranging from fraud to privacy to discrimination. However, effectively managing such risks has often been hampered by a lack of adequate information about when, where, and why misconduct actually occurs. This chapter presents three case studies of corporate initiatives designed to improve measurement of potential compliance risks. These initiatives are designed to identify and respond to different organizational challenges and needs, but each applies an analytical approach. After discussing the cases, the chapter discusses the limitations and opportunities associated with compliance analytics.

Keywords

Compliance; Risk; Analytics; Governance Compliance; Governing Rules, Regulations, and Reforms; Risk Management; Analytics and Data Science

Citation

Soltes, Eugene F. "Measuring Compliance Risk and the Emergence of Analytics." Chap. 8 in Measuring Compliance: Assessing Corporate Crime and Misconduct Prevention, edited by Melissa Rorie and Benjamin van Rooij, 137–152. Cambridge University Press, 2022.
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About The Author

Eugene F. Soltes

Accounting and Management
→More Publications

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More from the Author
  • Corporate Misconduct’s Relevance to Society through Everyday Misconduct By: Eugene Soltes
  • Corporate Criminal Investigations and Prosecutions By: Leo R. Tsao, Daniel S. Kahn and Eugene F. Soltes
  • Should I Stay or Should I Go? Assessing Risk in Carlos Ghosn's International Escape By: Eugene F. Soltes, Grace Liu and Muneeb Ahmed
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