Publications
Publications
- March 2011 (Revised February 2018)
- HBS Case Collection
Wealth Management Crisis at UBS (B)
By: Paul M. Healy, George Serafeim and David Lane
Abstract
The case describes the resolution of the U.S. Department of Justice (DOJ) investigation for tax fraud and the increasing pressure on the wealth management business.
Keywords
Fraud; Regulatory Enforcement; Reputation Incentives; Crony Capitalism; Tax Havens; Legitimacy; Multinational; Strategic Change; Corporate Governance; Incentives; Transparency; Financial Services; Wealth; Taxation; Crime And Corruption; Global Range; Governance; Business And Government Relations; Asset Management; United States
Citation
Healy, Paul M., George Serafeim, and David Lane. "Wealth Management Crisis at UBS (B)." Harvard Business School Supplement 111-090, March 2011. (Revised February 2018.)