Supplement | HBS Case Collection | March 2011

Wealth Management Crisis at UBS (B)

by Paul M. Healy, George Serafeim and David Lane


The case describes the resolution of the U.S. Department of Justice (DOJ) investigation for tax fraud and the increasing pressure on the wealth management business.

Keywords: Wealth; Taxation; Crime and Corruption; Ethics; Governance; Competitive Advantage; Business and Government Relations; Asset Management; Globalization; United States;


Healy, Paul M., George Serafeim, and David Lane. "Wealth Management Crisis at UBS (B)." Harvard Business School Supplement 111-090, March 2011.